SHO Regulation states firms must document what they have done to locate securities available for borrowing. Thus, each short sale must be matched to a corresponding locate. To find a stock locate navigate to the Audit / Locates page, and enter in the symbol information.
Note you can enter in multiple securities at a time by separating symbols by a comma, as seen in the example below.
If locate data has been uploaded to your instance, all information will appear for the dates specified. Below you can see an example of a stock locate for 1,000 shares of AAPL and also C on the 10th September.
