SHO Regulation states firms must document what they have done to locate securities available for borrowing. Thus, each short sale must be matched to a corresponding locate. To find a any stock locate navigate to the request imported into PropReports, follow the steps below.
Step 1: Navigate to Audit / Locates page, and enter in the symbol information.
If locate data has been uploaded to your instance, all information will appear for the dates specified. Below you can see an example of a stock locate for 1,000 shares of AAPL on the 10th September.
Step 2: Fill out some or all of the search form and click Find.
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